The EMIR Refit Data Quality Calculator helps reporting entities quickly determine whether an identified error or omission in their EMIR…
Calculator
Data
EMIR
NCA
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As global derivatives reporting frameworks evolve, the Unique Transaction Identifier (UTI) has emerged as a central pillar for cross-jurisdictional trade…
ASIC
CFTC
CPMI IOSCO
Cross-Border Reporting
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In the complex and highly regulated world of trade and transaction reporting, the accuracy of financial instrument identifiers is crucial….
Bulk
EMIR
ISIN
MiFIR
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The Point Nine LEI Validator and Lookup tool offers a fast and reliable method to validate multiple Legal Entity Identifiers…
EMIR
GLEIF
LEI
Lookup
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We are very excited to see the recent collaboration of Anna DSB and the Digital Token Identifier Foundation(DTIF) to establish…
Derivatives
Digital Asset Identifiers
DTI
EMIR
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In this edition of our EMIR REFIT review we focus on the reporting of the direction of the trade. We…
direction
direction_leg_1
direction_leg_2
EMIR
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In this edition of our EMIR REFIT review we explore some of the new fields and changes to existing fields…
EMIR
EMIR REFIT
ESMA
RegTech
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In the second edition of our EMIR Refit review, we look at another significant reporting requirement introduced by ESMA and…
Article 9
Data
Data Quality
EMIR
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As we analyse the RTS / ITS and the Final Report on the Guidelines for reporting under EMIR, recently published…
EMIR
ESMA
Field
Point Nine
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New ISO20022 XML format Firms will be required to submit their transaction reports to the trade repositories (TR) in the…
EMIR
ITS
Point Nine
RegTech
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Article 26 of MiFIR Corporate Actions In which level do the transaction reporting requirements under Article 26 of MiFIR apply…
Article 26
Bonus Shares
Corporate Action
Dividends
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Point Nine’s team of experts explain the worldwide classifications of financial instruments (CFI) and what their relationship to EMIR, MIFIR, and…
CFI
CFI CODER
CFI DECODER
Classification Financial Instruments
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EMIR mandates reporting of all derivatives to Trade Repositories (TRs). TRs centrally collect and maintain the records of all derivative…
EMIR
Guidelines
Point Nine
RegTech
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For the purposes of limiting credit exposure between counterparties, ESMA requires counterparties to deposit margin as a means of collateral….
Asset Classes
Collateral Margin
EMIR
ESMA
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A Point Nine Guide to Collateral Reporting for the purposes of limiting credit exposure between counterparties; ESMA requires counterparties to…
Collateral Reporting
EMIR
ESMA
Initial Margin
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Definition of OTC derivative contract As per Article 2 (7) of EMIR the definition of OTC derivatives is the following:…
Brexit
EMIR
ESMA
Point Nine
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What is the Clearing Threshold? OTC derivative contracts that are not executed on a regulated market or third country equivalent…
Clearing Threshold
EMIR
ESMA
FCs
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ESMA has set the rules for the Natural Persons Identifiers to be used in MIFIR transaction reporting. In accordance with ESMA…
Annex II
CCPT
CONCAT
MiFIR
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What you should know about the EMIR Refit regarding reporting obligation for FCs and NFCs Article 9 of EMIR as…
EMIR
Obligations
OTC
Point Nine
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The Investment firms register is a public register of investment firms authorised by the FCA that provide or perform MiFID…
AIFMD
Authorised
CRD
FCA
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In March 2019, the Financial Conduct Authority (FCA) of the United Kingdom issued substantial fines to two large banks—Wall Street…
EMIR
ESMA
Fines
MiFID II
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Financial counterparties and non-financial counterparties shall mark-to-market on a daily basis the value of outstanding contracts. Thus, the mark to…
ESMA
Fair Value
Guide
How To
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According to ESMA, “counterparties should follow their local time to determine the day on which the derivative was concluded, modified…
Deadline
ESMA
FinTech
RegTech
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What You Need to Know About the Securities Financing Transaction Regulation in 2020 As we all know, the Securities Financing…
ESMA
FinTech
P9
Point Nine
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ESMA Opinion and Determination of third-country trading venues for the purpose of transparency under MiFID II/MiFIR List of third-country trading…
ESMA
MiFID II
MiFIR
Third-Country
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SFTR: What is ESMA’s Role in 2020? The Securities Financing Transaction Regulation (SFTR) went into effect in April 2019. Now…
EMIR
ESMA
EU
MiFID II
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It has been almost a year since the Securities Financing Transaction Regulation (SFTR) went into effect. However, less than 12…
Data Quality
ESMA
ISO 20022
Regulatory Reporting
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It’s no secret that the major reporting regimes – MiFID II, EMIR, MiFIR, REMIT, CSDR, SFTR, FinfraG – have drastically…
Alexia Kokkinou
Credit
Currency
EMIR
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It’s no secret that the European financial market has experienced serious turmoil and reform in the last five years. With…
CFD
Credit
Currency
Debt instruments
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Over the last decade, the trade finance and post-trade markets in Europe have seen significant changes. After the most recent…
ETD
OTC
P9
Point Nine
Read more
The European financial market has been through significant regulatory changes in the last decade—namely the enactment of Markets in Financial…
EMIR
MiFID
MiFID II
MiFIR
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In the last decade, the European financial market has seen drastic changes, specifically regarding the regulation of the post-trade market….
EMIR
EMIR Guide
ESMA
P9
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The markets established in a third country and listed below have been considered as equivalent to a regulated market in…
Derivatives
EMIR
Equivalent
ESMA
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The Undertakings for the Collective Investment in Transferable Securities (UCITS) is a regulatory framework of the European Commission that creates…
Collective
Commission
Company
ESMA
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Systematic internalisers (SIs) are investment firms which, on an organised, frequent, systematic and substantial basis, deal on own account by…
ESMA
Internalisers
MiFID II
MiFIR
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Regulated Market (RM) – A multilateral system ran and/ or managed by a market operator subject to enhanced government requirements,…
ESMA
Markets
MiFID
MiFID II
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Approved publication arrangement (APA) is a person authorised under the provisions established in the MIFID II Directive to provide the…
APA
Approved
Arrangement
ESMA
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An OTF is a multilateral system that facilitates multiple third-party buying and selling interests in bonds, structured finance products, emission…
ESMA
Facility
MIO
Organised
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Multilateral Trading Facility (MTF) – An MTF is a multilateral system operated by an investment firms or a market operator,…
ESMA
Facility
MIE
MIT
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Approved Reporting Mechanism (ARM) means a person authorised under the provisions established in the MiFID II Directive to provide the…
Approved
ARM
ESMA
Mechanism
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The Alternative Investment Fund Managers Directive (AIFMD) is a European Union (EU) regulation that applies to hedge funds, private equity…
AIF
AIFM
Alternative
ESMA
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The most complex regulatory framework With about 11 months to go until the introduction of MiFID II/MiFIR in the European…
ETD
Framework
MiFIR
MTF
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Financial firms must confront the challenge of complying with a host of regulations. Often, these rules are numerous, complicated and…
FinTech
Point Nine
RegTech
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Executive Summary A new EU legislation named The Securities Financing Transactions Regulation (SFTR) entered into force on January 12, 2016….
Counterparty
ISO 20022
Margin Lending
RegTech
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The Omnibus Directive requires ESMA to establish a list of all investment firms in the European Union. The Registries database…
EEA
EFTA
ESMA
Investment Firms
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The trade repositories listed have been registered by ESMA in accordance with Regulation (EU) No 648/2012 of the European Parliament…
Database
Derivatives
ESMA
OTC
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This International Standard specifies a universal method of identifying exchanges, trading platforms, regulated or non-regulated markets and trade reporting facilities…
Entities
ESMA
ISO
ISO 10383
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ISO currency codes are the three-letter alphabetic codes that represent the various currencies used throughout the world. Each of the…
Currency
EMIR
ESMA
ISO
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The purpose of ISO 3166 is to define internationally recognized codes of letters and/or numbers that we can use when…
ASIC
Country
Economic
EEA
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The letters in the tables below indicate the contract delivery month and are part of listed futures and options instrument…
Call Option
Codes
Contract
Delivery
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