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Regulatory Reporting
The PointNine Approach
Connectivity,
Matching,
Automated
Reporting
  • Regulatory Reporting Technology

    Peace of mind with our end-to-end solution

    Our in-house technology, is a scalable regulatory solution utilized by many firms. We have processed and reported more than 4.5 billion reports and have served over 100 legal entities to date.

    Our technology is designed to help firms successfully meet their regulatory reporting requirements and remain compliant with:

     

    • EMIR
    • MiFIDll/MiFIR
    • SFTR
    • FinfraG
    • ASIC
    • MAS
  • Regulatory Reporting as a Service

    Regulators demand that financial firms, service providers, and corporations submit timely and accurate data to trade repositories, approved reporting mechanisms and national competent authorities. The Point Nine team understands the challenges with this process. We help ease this burden and streamline the process with our reliable and efficient end-to-end service and cutting-edge technology.

Transaction
Reporting Solution
  • Benefits

    Our proprietary, cloud-based technology and knowledgeable, talented team empower clients to:

    • Report
    • In multiple jurisdictions
    • All asset classes
    • In multiple formats and sources
    • Own delegated reporting
    • Receive comprehensive end of day email reports
    • Automate error handling
    • Have timely and quality reporting
  • The PointNine Approach

    Point Nine processes data from various sources, covers all asset classes, translates and submits the reports to trade repositories in the required formats, and also handles acknowledgment messages.

    The Point Nine approach provides the following:

    • Fully automated solution
    • Data enrichment
    • Validations as per regulations
    • Bespoke Validations and Rules
    • UTI Generation/Management
    • Collateral reporting
    • Valuation reporting
    • Trade/Transaction/Position reporting
    • File creation and certification
    • Success/Failure notifications
    • Exception Management
    • Connectivity to Trade Repos, and/or ARMs
    • Assistance in eligibility of reportable financial instruments
    • Full audit trail
    • Access to P9 web portal
    • Comprehensive end of day email notifications
    • Security via Amazon Web Services (AWS) infrastructure
    • Updated solution as per ESMA/NCAs reporting requirements.
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