ESMA List of third-country trading venues
ESMA Opinion and Determination of third-country trading venues for the purpose of transparency under MiFID II/MiFIR List of third-country trading venues from 12/06/2020 “ESMA 70-155-9966 Annex to Opinion on MiFIR Transparency”
| ESMA ID | Trading Venue Name | Operating MIC | Segment MIC | Country | Competent Authority | Instruments in scope of the assessment | Assessment | Exemptions from the positive assessment | Last update |
|---|---|---|---|---|---|---|---|---|---|
| AR1001 | Bolsas y Mercados Argentinos S.A. | XBUE | XMEV | AR | ComisiГіn Nacional de Valores (CNV) | shares, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| AR1002 | Matba Rofex S.A. | ROFX | ROFX | AR | ComisiГіn Nacional de Valores (CNV) | shares, bonds and derivatives | Positive | None | 2020-06-03 |
| AR1003 | Mercado Abierto ElectrГіnico S. A. | XMAB | XMAB | AR | ComisiГіn Nacional de Valores (CNV) | shares, depositary receipts, bonds and derivatives | Positive | None | 2020-06-03 |
| AU1002 | ASX 24 | XASX | XSFE | AU | Australian Securities and Investments Commission (ASIC) | derivatives | Positive | None | 2020-06-03 |
| CA1001 | NEO Exchange Inc. | NEOE | NEOC | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| CA1011 | Omega ATS | OMGA | OMGA | CA | Ontario Securities Commission (OSC) | shares and ETFs | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XVTX | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| CA1013 | Toronto Stock Exchange | XTSE | XTSE | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| CA1014 | TSX Alpha Exchange | XATS | XATS | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| CA1015 | TSX Venture Exchange | XTSX | VDRK | CA | Alberta Securities Commission (ASC) and British Columbia Securities Commission (BCSC) | shares | Positive | None | 2020-06-03 |
| GB1025 | BLOCKMATCH MTF RFQ | XIEL | BRFQ | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| GB1050 | ICAP GLOBAL DERIVATIVES LIMITED | IGDL | IGDL | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1110 | TRAD-X | TRDE | TRDX | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSIR | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| US1044 | LeveL ATS (operated by Ebx LLC) | LEVL | EBXV | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAQ | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1083 | Nasdaq MRX, LLC | XISX | MCRY | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1101 | SIGMA X2 (operated by Goldman Sachs & Co. LLC) | GSCO | SGMT | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1102 | SwapEx, LLC | XSEF | XSEF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| CH1002 | SIX Corporate Bonds AG | XICB | XICB | CH | Swiss Financial Market Supervisory Authority (FINMA) | bonds | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XSEB | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| GB1010 | Archax MTF | ARCH | ARCH | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, certificates and bonds | Positive | None | 2020-10-27 |
| GB1011 | ARIAN TRADING FACILITY | ARIA | ARIA | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1012 | BATS EUROPE - LIS SERVICE | BCXE | LISX | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1013 | BATS EUROPE – BATS OFF-BOOK | BCXE | BATF | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1014 | BATS EUROPE - BXE PERIODIC | BCXE | BATP | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1015 | BATS EUROPE - CXE - OFF-BOOK | BCXE | CHIO | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1016 | BATS EUROPE - CXE DARK ORDER BOOK | BCXE | CHID | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1051 | ICAP GLOBAL DERIVATIVES LIMITED - ELECTRONIC | IGDL | ISWE | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1052 | ICAP GLOBAL DERIVATIVES LIMITED - VOICE | IGDL | ISWV | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1053 | ICAP SECURITIES - OTF | IOTF | IOTF | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1108 | TRADITION OTF | TRDE | TCDS | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSFI | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSCD | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| KZ1001 | Astana International Exchange Limited | AIXK | AIXK | Astana International Financial Centre (AIFC) | Astana Financial Services Authority (AFSA) | shares, ETFs, depositary receipts, certificates, bonds and structured finance products | Positive | None | 2024-01-08 |
| GB1017 | BATS EUROPE - CXE ORDER BOOKS | BCXE | CHIX | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1018 | BATS EUROPE - REGULATED MARKET DARK BOOK | BCRM | BARK | GB | Financial Conduct Authority (FCA) | ETFs and bonds | Positive | None | 2020-10-27 |
| GB1019 | BATS EUROPE - REGULATED MARKET INTEGRATED BOOK | BCRM | BART | GB | Financial Conduct Authority (FCA) | ETFs and bonds | Positive | None | 2020-10-27 |
| GB1020 | BATS EUROPE - REGULATED MARKET OFF BOOK | BCRM | BARO | GB | Financial Conduct Authority (FCA) | ETFs and bonds | Positive | None | 2020-10-27 |
| GB1021 | BATS EUROPE -BXE DARK ORDER BOOK | BCXE | BATD | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1022 | BATS EUROPE -BXE ORDER BOOKS | BCXE | BATE | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1023 | BGC BROKERS LP - OTF | BGCI | BGCO | GB | Financial Conduct Authority (FCA) | depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1024 | BLOCKMATCH MTF DARK | XIEL | BLOX | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| GB1033 | Currenex MTF | MCUR | MCUR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1034 | CURRENEX MTF - RFQ | MCUR | MCXR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1041 | FX CONNECT - MTF - RFQ | MFXC | MFXR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| KZ1003 | INTERNATIONAL TRADING SYSTEM LIMITED | ITSL | ITSL | Astana International Financial Centre (AIFC) | Astana Financial Services Authority (AFSA) | shares, ETFs, depositary receipts, bonds and derivatives | Positive | None | 2024-02-12 |
| SG1004 | ICE Futures Singapore Pte. Ltd. | IFSG | IFSG | SG | Monetary Authority of Singapore (MAS) | derivatives | Positive | None | 2020-06-03 |
| TR1001 | Borsa Istanbul A. S. | XIST | XPMS | TR | Capital Markets Board (CMB) | shares, ETFs, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| US1005 | Aqua (operated by Aqua Securities L.P.) | AQUA | AQUA | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1090 | Dash Financial Technologies LLC | DASH | DASH | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1103 | TeraExchange, LLC | TERA | TERA | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CHIA | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAC | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAF | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAM | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAN | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAP | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| GB1049 | ICAP Energy OTF | ICEO | ICEO | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1053 | GFI Securities LLC - FENICS Delta X | GFAM | FNIX | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1055 | Global OTC - Archipelago Trading Services, Inc. | GOTC | GOTC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1061 | ICE Swap Trade, LLC | IFUS | ICES | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1079 | Minneapolis Grain Exchange, Inc. | XMGE | XMGE | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-07-28 |
| US1080 | Nasdaq BX, Inc. | XNAS | XBXO | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1080 | Nasdaq BX, Inc. | XNAS | XBOS | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1084 | Nasdaq Fixed Income - Execution Access, LLC | XNAS | XNFI | United States of America | Securities and Exchange Commission (SEC) | bonds | Positive | None | 2020-06-03 |
| US1085 | Nasdaq Phlx, LLC | XNAS | XPHL | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1088 | NEX SEF Limited | NEXS | REST | United States of America and United Kingdom [1] | Commodity Futures Trading Commission (CFTC) and UK Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-06-03 |
| US1116 | GFI Securities LLC | GFAM | GFAM | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAR | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAV | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1005 | Chi-X Australia Pty Ltd | CHIA | CXAW | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AU1012 | Liquidity Cube Pty Ltd | XLQC | XLQC | AU | Australian Securities and Investments Commission (ASIC) | certificates, bonds and derivatives | Positive | None | 2021-11-25 |
| BR1001 | Brasil, Bolsa, BalcГЈo (B3) S.A. | BVMF | BVMF | BR | ComissГЈo de Valores MobiliГЎrios (CVM) | shares, ETFs, depositary receipts, certificates, bonds and derivatives | Positive | None | 2020-06-03 |
| CA1001 | NEO Exchange Inc. | NEOE | NEOE | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| CA1001 | NEO Exchange Inc. | NEOE | NEON | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| CA1001 | NEO Exchange Inc. | NEOE | NEOD | CA | Ontario Securities Commission (OSC) | shares, ETFs and structured finance products | Positive | None | 2020-06-03 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSED | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSGI | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSGB | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1111 | Tullett Prebon (Securities) OTF | TPSO | TSMM | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| US1001 | GFI Securities LLC - CreditMatch (LATG) | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1082 | Nasdaq ISE, LLC | XISX | XISX | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| CA1002 | Canadian Securities Exchange Markets Inc. | XCNQ | XCNQ | CA | Ontario Securities Commission (OSC) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-06-03 |
| CA1006 | Instinet Canada Cross Limited | XICX | XICX | CA | Ontario Securities Commission (OSC) | shares and ETFs | Positive | None | 2020-06-03 |
| CA1007 | LYNX ATS | OMGA | LYNX | CA | Ontario Securities Commission (OSC) | shares and ETFs | Positive | None | 2020-06-03 |
| CA1009 | TriAct Canada Marketplace LP (which operates MATCHNow) | MATN | MATN | CA | Ontario Securities Commission (OSC) | shares | Positive | None | 2020-06-03 |
| CA1010 | Nasdaq CXC Limited | CHIC | XCX2 | CA | Ontario Securities Commission (OSC) | shares and ETFs | Positive | None | 2020-06-03 |
| CA1010 | Nasdaq CXC Limited | CHIC | CHIC | CA | Ontario Securities Commission (OSC) | shares and ETFs | Positive | None | 2020-06-03 |
| GB1054 | ICAP SECURITIES OTF - CORPORATE BONDS AND SECURITISED DEBT | IOTF | IOFI | GB | Financial Conduct Authority (FCA) | shares, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1055 | ICAP SECURITIES OTF - CREDIT DERIVATIVES | IOTF | IOCD | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1056 | ICAP SECURITIES OTF - EQUITY DERIVATIVES | IOTF | IOED | GB | Financial Conduct Authority (FCA) | shares and derivatives | Positive | None | 2020-10-27 |
| GB1057 | ICAP SECURITIES OTF - FX DERIVATIVES | IOTF | IOFX | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1067 | IPSX Prime | IPSX | IPXP | GB | Financial Conduct Authority (FCA) | shares | Positive | None | 2020-10-27 |
| GB1068 | IPSX Wholesale | IPSX | IPXW | GB | Financial Conduct Authority (FCA) | shares | Positive | None | 2020-10-27 |
| US1004 | 360 Trading Networks, Inc. | 360T | 360T | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1006 | MS Trajectory Cross ATS-1 (operated by Morgan Stanley & Co. LLC) | MSCO | MSTX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1009 | AX Trading, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1010 | The Barclays ATS (operated by Barclays Capital Inc.) | BARX | BARX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1012 | Cboe SEF, LLC | BHSF | BHSF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1016 | BGC Derivatives Markets, L.P. | BGCF | BGCD | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| AU1003 | ASX | XASX | ASXT | AU | Australian Securities and Investments Commission (ASIC) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| CA1015 | TSX Venture Exchange | XTSX | XTNX | CA | Alberta Securities Commission (ASC) and British Columbia Securities Commission (BCSC) | shares | Positive | None | 2020-06-03 |
| CA1015 | TSX Venture Exchange | XTSX | XTSX | CA | Alberta Securities Commission (ASC) and British Columbia Securities Commission (BCSC) | shares | Positive | None | 2020-06-03 |
| CA1016 | Liquidnet Canada Inc. | LICA | LICA | CA | Ontario Securities Commission (OSC) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| CH1009 | BX Swiss AG | XBRN | XBRN | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, depositary receipts, certificates and bonds | Positive | None | 2020-09-29 |
| GB1069 | I-SWAP - TRADE REGISTRATION | ISWA | ISWB | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1071 | I-SWAP TARGETED STREAMING/RFQ | ISWA | ISWR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1072 | KYTE BROKING LIMITED | KBLM | KBLM | GB | Financial Conduct Authority (FCA) | shares, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1073 | LIQUIDNET EUROPE LIMITED | ICPM | LIQF | GB | Financial Conduct Authority (FCA) | shares, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1074 | LIQUIDNET SYSTEMS | ICPM | LIQU | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1075 | LMAX - INDICES/RATES/COMMODITIES | LMAX | LMAO | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1076 | LONDON METAL EXCHANGE | XLME | XLME | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1082 | Makor OTF | MAKX | MAKX | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1015 | BGC Financial L.P. ATS | BGCF | BGCF | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1018 | BGC Financial L.P. Fenics Treasury Platform | BGCF | FNCS | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1019 | BIDS ATS (operated by Bids Trading L.P.) | BIDS | BIDS | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1020 | Bloomberg SEF LLC | BBSF | BBSF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1063 | GCX (operated by Bofa Securities, Inc.) | BAMX | BAMX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XQMH | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XSWM | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XSWX | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| CH1004 | SIX Swiss Exchange | XSWX | XQOD | CH | Swiss Financial Market Supervisory Authority (FINMA) | shares, ETFs, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| CL1001 | Bolsa Comercio Santiago | XSGO | XSGO | CL | Chilean Financial Markets Commission (CFM) | shares, ETFs, depositary receipts, certificates, bonds and derivatives | Positive | None | 2020-06-03 |
| CN1004 | China Financial Futures Exchange | CCFX | CCFX | CN | China Securities Regulatory Commission (CSRC) | derivatives | Positive | None | 2020-06-03 |
| CN1005 | Shanghai Futures Exchange | XSGE | XSGE | CN | China Securities Regulatory Commission (CSRC) | derivatives | Positive | None | 2020-06-03 |
| CN1006 | Shanghai International Energy Exchange | XSGE | XINE | CN | China Securities Regulatory Commission (CSRC) | derivatives | Positive | None | 2020-06-03 |
| CN1007 | Zhengzhou Commodity Exchange | XZCE | XZCE | CN | China Securities Regulatory Commission (CSRC) | derivatives | Positive | None | 2020-09-29 |
| CN1008 | Dalian Commodity Exchange | XDCE | XDCE | CN | China Securities Regulatory Commission (CSRC) | derivatives | Positive | None | 2020-09-29 |
| CO1001 | Bolsa de Valores de Colombia S.A. | XBOG | XBOG | CO | Superintendencia Financiera de Colombia (SFC) | shares, ETFs, certificates, bonds and derivatives | Positive | None | 2020-06-03 |
| GB1007 | AQUIS EXCHANGE PLC | AQXE | AQXE | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| GB1008 | AQUIS EXCHANGE PLC AUCTION ON DEMAND (AOD) | AQXE | AQXA | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| GB1077 | LONDON STOCK EXCHANGE | XLON | XLON | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1078 | LONDON STOCK EXCHANGE - AIM MTF | XLON | AIMX | GB | Financial Conduct Authority (FCA) | shares and depositary receipts | Positive | None | 2020-10-27 |
| GB1086 | NEX SEF | NEXS | NEXS | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1077 | MarketAxess SEF Corporation | MTXX | MTXS | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1078 | Miami International Securities Exchange, LLC | MIHI | XMIO | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| AE1001 | Dubai Financial Market | XDFM | XDFM | AE | Securities and Commodities Authority (SCA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| GB1079 | LONDON STOCK EXCHANGE - DERIVATIVES MARKET | XLON | XLOD | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1080 | LONDON STOCK EXCHANGE - MTF | XLON | XLOM | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1081 | LOUIS CAPITAL MARKETS UK LLP | LOUI | LOUI | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1083 | MAREX SPECTRON INTERNATIONAL LIMITED OTF | SPEC | SPEC | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1084 | MARIANA UFP LLP | MUFP | MUFP | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1085 | MARKETAXESS EUROPE LIMITED | MAEL | MAEL | GB | Financial Conduct Authority (FCA) | shares, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1087 | NEX SEF MTF - RESET - RISK MITIGATION SERVICES | NEXS | REST | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1088 | PROPERTY PARTNER EXCHANGE | PPEX | PPEX | GB | Financial Conduct Authority (FCA) | shares | Positive | None | 2020-10-27 |
| GB1089 | PVM OTF | TPEO | PVMF | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1090 | REFINITIV TRANSACTION SERVICES LIMITED - FORWARDS MATCHING | RTSL | TRFW | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1094 | SQUARE GLOBAL - OTF | SQUA | SQUA | GB | Financial Conduct Authority (FCA) | shares and derivatives | Positive | None | 2020-10-27 |
| GB1142 | UBS MTF - PERIODIC AUCTION | XUBS | XUMP | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| SG1006 | EEX Asia Pte. Ltd. | CLTD | CLTD | SG | Monetary Authority of Singapore (MAS) | derivatives | Positive | None | 2020-06-03 |
| TR1001 | Borsa Istanbul A. S. | XIST | XEQY | TR | Capital Markets Board (CMB) | shares, ETFs, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| TR1001 | Borsa Istanbul A. S. | XIST | XFNO | TR | Capital Markets Board (CMB) | shares, ETFs, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| TR1001 | Borsa Istanbul A. S. | XIST | XIST | TR | Capital Markets Board (CMB) | shares, ETFs, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| US1110 | Ustocktrade (operated by Ustocktrade Securities, Inc.) | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 | ||
| GB1026 | BlockMatch Negotiated Trade Functionality | XIEL | BNTW | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts and certificates | Positive | None | 2020-10-27 |
| GB1027 | BLOOMBERG TRADING FACILITY LIMITED | BMTF | BMTF | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1028 | BONDVISION UK | XMTS | BVUK | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1029 | BROKERTEC EU MTF - RFQ TRADING PROTOCOL | BTEE | BTQG | GB | Financial Conduct Authority (FCA) | structured finance products | Positive | None | 2020-10-27 |
| GB1030 | BROKERTEC EUROPE LIMITED - ALL MARKETS | BTEE | BTEE | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1031 | CREDITEX BROKERAGE LLP - MTF | CBLP | CXRT | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1032 | Creditex Brokerage LLP - OTF | CBLP | CXOT | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1035 | Digital Vega MTF | DVFX | DVFX | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1036 | DOWGATE | DOWG | DOWG | GB | Financial Conduct Authority (FCA) | shares, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1037 | Elixium | TRDE | ELIX | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1038 | EQUILEND EUROPE LIMITED | EQLD | EQLD | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1039 | FORTE - OTF | FRTE | FRTE | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1040 | FX CONNECT - MTF - ALLOCATIONS | MFXC | MFXA | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1092 | SIGMA X MTF | SGMX | SGMX | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| US1057 | ICAP Global Derivatives Limited | IGDL | ISWV | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1057 | ICAP Global Derivatives Limited | IGDL | ISWE | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1060 | ICE Futures U.S., Inc. | IFUS | IFUS | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1060 | ICE Futures U.S., Inc. | IFUS | IFED | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1120 | CrossStream (operated by National Financial Services LLC) | NFSC | XSTM | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| GB1042 | FX Connect MTF | MFXC | MFXC | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1043 | GFI BROKERS - MTF | GFIB | GFBM | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1044 | GFI BROKERS - OTF | GFIB | GFBO | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1045 | GFI SECURITIES LTD - MTF | GFIC | GFSM | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1046 | GFI SECURITIES LTD - OTF | GFIC | GFSO | GB | Financial Conduct Authority (FCA) | depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1047 | GRIFFIN MARKETS LIMITED - OTF | GRIF | GRIO | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1048 | ICAP ENERGY LTD OTF - COMMODITIES AND ENERGY DERIVATIVES | TPEO | IECL | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1058 | ICAP SECURITIES OTF - GOVERNMENT BONDS - UK GILTS | IOTF | IOGI | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1059 | ICAP SECURITIES OTF - GOVERNMENT BONDS EXCLUDING UK GILTS | IOTF | IOGB | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1093 | SIGMA X MTF - AUCTION BOOK | SGMX | SGMY | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1095 | SUNRISE - OTF | SUNB | SUNO | GB | Financial Conduct Authority (FCA) | bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1096 | TP ICAP UK MTF | ICPM | ICPM | GB | Financial Conduct Authority (FCA) | shares, depositary receipts and derivatives | Positive | None | 2020-10-27 |
| GB1097 | TP ICAP UK MTF - CASH EQUITY | ICPM | IMCE | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts and bonds | Positive | None | 2020-10-27 |
| GB1098 | TP ICAP UK MTF - CORPORATE BONDS AND SECURITIES DEBT | ICPM | IMSB | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| US1064 | CBX (operated by Instinet, LLC) | XINS | ICBX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1067 | Investors' Exchange LLC | IEXG | IEXG | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates and derivatives | Positive | None | 2020-12-11 |
| US1123 | Instinct X (operated by Bofa Securities, Inc.) | BAML | BAML | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1132 | POSIT (operated by Virtu Americas LLC) | ITGI | ITGI | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1149 | EquiLend LLC | EQUS | EQUS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| GB1099 | TP ICAP UK MTF - EQUITY DERIVATIVES | ICPM | IMED | GB | Financial Conduct Authority (FCA) | shares and ETFs | Positive | None | 2020-10-27 |
| GB1100 | TP ICAP UK MTF - EXCHANGE TRADED PRODUCTS | ICPM | IMET | GB | Financial Conduct Authority (FCA) | ETFs and bonds | Positive | None | 2020-10-27 |
| GB1101 | TP ICAP UK MTF - FX DERIVATIVES | ICPM | IMFD | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1102 | TP ICAP UK MTF - GILTS | ICPM | IMGI | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1103 | TP ICAP UK MTF - GOVERNMENT BONDS EXCLUDING GILTS | ICPM | IMGB | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1104 | TP ICAP UK MTF - INTEREST RATE DERIVATIVES | ICPM | IMRD | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1105 | TP ICAP UK MTF - MONEY MARKET INSTRUMENTS | ICPM | IMMM | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1106 | TRADEWEB EUROPE LIMITED | TREU | TREU | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-10-27 |
| GB1107 | TRADEWEB EUROPE LIMITED - OTF | TREU | TREO | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1109 | TRADITION-NEX OTF | FXOP | FXOP | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1086 | The Nasdaq Stock Market LLC | XNAS | XNAS | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| US1087 | New York Stock Exchange LLC | XNYS | XNYS | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and bonds | Positive | None | 2020-06-03 |
| US1089 | North American Derivatives Exchange, Inc. | HEGX | HEGX | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1098 | PRO SECURITIES, L.L.C. | BLUE | BLUE | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1167 | North Capital Private Securities Corporation - PPEX or PPEX ATS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| AE1002 | Dubai Gold and Commodities Exchange DMCC | DGCX | DGCX | AE | Securities and Commodities Authority (SCA) | derivatives | Positive | None | 2020-06-03 |
| AE1003 | Nasdaq Dubai Limited | DIFX | DIFX | AE | Dubai Financial Services Authority (DFSA) | shares, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| AE1004 | Abu Dhabi Securities Exchange | XADS | XADS | AE | Securities and Commodities Authority (SCA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| GB1060 | ICAP SECURITIES OTF - INTEREST RATE DERIVATIVES | IOTF | IOIR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1061 | ICAP SECURITIES OTF - MONEY MARKET INSTRUMENTS | IOTF | IOMM | GB | Financial Conduct Authority (FCA) | structured finance products | Positive | None | 2020-10-27 |
| GB1062 | ICE FUTURES EUROPE | IFEU | IFEU | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1063 | ICE FUTURES EUROPE - AGRICULTURAL PRODUCTS DIVISION | IFEU | IFLX | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1064 | ICE FUTURES EUROPE - EQUITY PRODUCTS DIVISION | IFEU | IFLO | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1065 | ICE FUTURES EUROPE - FINANCIAL PRODUCTS DIVISION | IFEU | IFLL | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1066 | INTEGRAL MTF | IMTF | IMTF | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1021 | BOX Exchange LLC | XBOX | XBOX | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1024 | Cboe Global Markets Inc. | XCBO | XCBO | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1025 | Cboe Futures Exchange, LLC | XCBO | XCBF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1092 | NYSE National, Inc. | XNYS | XCIS | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2020-07-28 |
| US1094 | OneChicago, LLC | XOCH | XOCH | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1107 | Tassat Derivatives | TRUX | TRU2 | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1107 | Tassat Derivatives | TRUX | TRUX | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1108 | Tullett Prebon Financial Services LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1175 | Structured Credit Connection | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| GB1070 | I-SWAP ORDER BOOK | ISWA | ISWC | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1141 | UBS MTF | XUBS | XUBS | GB | Financial Conduct Authority (FCA) | shares, ETFs and depositary receipts | Positive | None | 2020-10-27 |
| US1027 | NYSE Chicago, Inc | XNYS | XCHI | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2020-07-28 |
| US1028 | CitiBLOC (operated by Citigroup Global Markets Inc.) | CGMI | CBLC | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1030 | Clear Markets North America, Inc. | CMSF | CMSF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1034 | CODA (operated by Coda Markets, Inc.) | CODA | CODA | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1035 | Crossfinder (operated by Credit Suisse Securities (Usa) LLC) | CRED | CAES | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1036 | ICE Bonds Securities Corporation - ICE BondPoint | IFUS | VABD | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1038 | DW SEF LLC | TRWB | DWSF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1039 | Dealerweb, Inc. | DWFI | DWFI | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1046 | Cboe Digital Exchange (previously Eris Exchange, LLC) | XCBO | XCBD | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1047 | FNC AG Stock, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1048 | FTSEF LLC | FSEF | FSEF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1054 | GFI Swaps Exchange LLC | GSEF | GSEF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1096 | OTC LINK ATS - OTC MARKETS | OTCM | OTCM | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 |
| US1111 | Variable Investment Advisors, Inc | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1177 | Tradeweb Direct LLC | TRWB | BNDD | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| GB1091 | REFINITIV TRANSACTIONS SERVICES LIMITED - FXALL RFQ | RTSL | TRAL | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1112 | TULLETT PREBON EUROPE - MTF - CORPORATE BONDS AND SECURITISED DEBT | TPEL | TEMF | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1113 | TULLETT PREBON EUROPE - MTF - FX DERIVATIVES | TPEL | TEFD | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1114 | TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS | TPEL | TEMB | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1115 | TULLETT PREBON EUROPE - MTF - MONEY MARKETS | TPEL | TEMI | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1116 | TULLETT PREBON EUROPE - MTF - REPOS | TPEL | TEMR | GB | Financial Conduct Authority (FCA) | structured finance products | Positive | None | 2020-10-27 |
| GB1117 | TULLETT PREBON EUROPE - MTF - INTEREST RATE DERIVATIVES | TPEL | TIRD | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1118 | TULLETT PREBON EUROPE - OTF - COMMODITY AND ENERGY DERIVATIVES | TPEO | TECO | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1119 | TULLETT PREBON EUROPE - OTF - FX DERIVATIVES | TPEO | TEFX | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1120 | TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS - UK GILTS | TPEO | TEGI | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1121 | TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS | TPEO | TEGB | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1122 | TULLETT PREBON EUROPE - OTF - INTEREST RATE DERIVATIVES | TPEO | TEIR | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1123 | TULLETT PREBON EUROPE - OTF - MADRID - GOVERNMENT BONDS - EXCLUDING GILTS | TPES | TOMG | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1124 | TULLETT PREBON EUROPE - OTF - MONEY MARKET INSTRUMENTS | TPEO | TEMM | GB | Financial Conduct Authority (FCA) | bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1125 | TULLETT PREBON PLC – TULLETT PREBON (EUROPE) LIMITED | TPEL | TPEL | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1126 | TULLETT PREBON SECURITIES - MTF - REPOS | TPSL | TSMR | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1127 | TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS | TPSO | TSCB | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| US1044 | LeveL ATS (operated by Ebx LLC) | LEVL | LEVL | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| GB1134 | TULLETT PREBON SECURITIES - OTF - REPOS | TPSO | TSRE | GB | Financial Conduct Authority (FCA) | structured finance products | Positive | None | 2020-10-27 |
| GB1135 | Tullett Prebon Securities MTF | TPSL | TPSL | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1136 | TURQUOISE | TRQX | TRQX | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1137 | Turquoise CFDв„ў | TRQX | TRQC | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| GB1138 | TURQUOISE DARK | TRQX | TRQM | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1139 | TURQUOISE LIT AUCTIONS | TRQX | TRQA | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1140 | TURQUOISE NYLON CASH ORDER BOOK | TRQX | TRQB | GB | Financial Conduct Authority (FCA) | shares, ETFs, depositary receipts, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1143 | UK GILTS MARKET | XMTS | UKGD | GB | Financial Conduct Authority (FCA) | bonds | Positive | None | 2020-10-27 |
| GB1144 | VANTAGE CAPITAL MARKETS LLP - OTF | VCMO | VCMO | GB | Financial Conduct Authority (FCA) | bonds and derivatives | Positive | None | 2020-10-27 |
| GB1145 | Verto MTF | CLVE | CLVE | GB | Financial Conduct Authority (FCA) | structured finance products | Positive | None | 2020-10-27 |
| GB1146 | CRYP MTF | CRYP | CRYP | GB | Financial Conduct Authority (FCA) | derivatives | Positive | None | 2020-10-27 |
| US1097 | VIRTU ITG LLC | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 | ||
| US1118 | Cboe EDGA Exchange, Inc. | XCBO | EDGA | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2020-06-03 |
| US1119 | Cboe EDGX Exchange, Inc. | XCBO | EDGO | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| GB1147 | POSIT UK | VIUK | XPAL | GB | Financial Conduct Authority (FCA) | shares and ETFs | Positive | None | 2021-03-01 |
| GB1147 | POSIT UK | VIUK | XPOL | GB | Financial Conduct Authority (FCA) | shares and ETFs | Positive | None | 2021-03-01 |
| HK1001 | Hong Kong Futures Exchange Limited | XHKF | XHKF | CN | Securities and Futures Commission (SFC) | derivatives | Positive | None | 2020-06-03 |
| HK1002 | The Stock Exchange of Hong Kong Limited | XHKG | SHSC | CN | Securities and Futures Commission (SFC) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| HK1002 | The Stock Exchange of Hong Kong Limited | XHKG | SZSC | CN | Securities and Futures Commission (SFC) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| HK1002 | The Stock Exchange of Hong Kong Limited | XHKG | XHKG | CN | Securities and Futures Commission (SFC) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| HK1002 | The Stock Exchange of Hong Kong Limited | XHKG | XGEM | CN | Securities and Futures Commission (SFC) | shares, ETFs, depositary receipts, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| IL1001 | The Tel-Aviv Stock Exchange Ltd. | XTAE | XTAE | IL | Israel Securities Authority (ISA) | shares, ETFs, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| IN1001 | National Stock Exchange of India Limited | XNSE | XNSE | IN | Securities and Exchange Board of India (SEBI) | shares, ETFs, depositary receipts, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| IN1003 | NSE IFSC Limited | XNSE | INSE | IN | Securities and Exchange Board of India (SEBI) | bonds and derivatives | Positive | None | 2020-06-03 |
| IN1004 | BSE Limited | XBOM | XBOM | IN | Securities and Exchange Board of India (SEBI) | shares, ETFs, bonds and derivatives | Positive | None | 2020-12-11 |
| JP1001 | Bloomberg Tradebook Japan Limited | BETP | BETP | JP | Financial Services Agency of Japan (JFSA) | derivatives | Positive | None | 2020-06-03 |
| JP1002 | Chi-X Japan | CHIJ | CHIJ | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1002 | Chi-X Japan | CHIJ | CHIS | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1002 | Chi-X Japan | CHIJ | CHIV | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1003 | Fukuoka Stock Exchange | XFKA | XFKA | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| US1119 | Cboe EDGX Exchange, Inc. | XCBO | EDGX | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XJAS | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XTAM | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XTK1 | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XTK2 | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XTK3 | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1004 | Tokyo Stock Exchange | XJPX | XTKS | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1005 | Nagoya Stock Exchange | XNGO | XNGO | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1007 | Sapporo Securities Exchange | XSAP | XSAP | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1008 | Japannext | SBIJ | SBIU | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1008 | Japannext | SBIJ | SBIV | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1008 | Japannext | SBIJ | XSBI | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1008 | Japannext | SBIJ | SBIJ | JP | Financial Services Agency of Japan (JFSA) | shares, ETFs and bonds | Positive | None | 2020-06-03 |
| JP1009 | Tradeweb Japan Limited | TWJP | TWJT | JP | Financial Services Agency of Japan (JFSA) | derivatives | Positive | None | 2020-06-03 |
| JP1010 | Clear Markets Japan, Inc. | CMET | CMET | JP | Financial Services Agency of Japan (JFSA) | derivatives | Positive | None | 2020-07-28 |
| JP1011 | Osaka Digital Exchange Co., Ltd. | ODXE | ODXE | JP | Financial Services Agency of Japan (JFSA) | shares and ETFs | Positive | None | 2023-03-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKCM | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKEM | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKFE | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKON | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKOS | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| KR1002 | Korea Exchange, Inc. | XKRX | XKRX | KR | Financial Services Commission/Financial Supervisory Service (FSC/FSS) | shares, ETFs, depositary receipts, certificates, bonds, emission allowances and derivatives | Positive | None | 2020-06-03 |
| MA1001 | Casablanca Stock Exchange | XCAS | XCAS | MA | AutoritГ© Marocaine du MarchГ© des Capitaux (AMMC) | shares and bonds | Positive | None | 2020-06-03 |
| MX1001 | Bolsa Mexicana de Valores | XMEX | XMEX | MX | ComisiГіn Nacional Bancaria y de Valores (CNBV) | shares, ETFs, depositary receipts, certificates and structured finance products | Positive | None | 2020-06-03 |
| MX1002 | Mercado Mexicano de Derivados, S.A. de C.V. | XEMD | XEMD | MX | ComisiГіn Nacional Bancaria y de Valores (CNBV) | derivatives | Positive | None | 2020-09-29 |
| MY1001 | Bursa Malaysia | XKLS | MESQ | MY | Securities Commission (SC) | shares, ETFs and exchange-traded bonds | Positive | None | 2020-06-03 |
| MY1001 | Bursa Malaysia | XKLS | XKLS | MY | Securities Commission (SC) | shares, ETFs and exchange-traded bonds | Positive | None | 2020-06-03 |
| MY1002 | Bursa Malaysia Derivatives | XKLS | MESQ | MY | Securities Commission (SC) | derivatives | Positive | None | 2020-06-03 |
| MY1002 | Bursa Malaysia Derivatives | XKLS | XKLS | MY | Securities Commission (SC) | derivatives | Positive | None | 2020-06-03 |
| NZ1001 | NZX Limited | XNZE | XNZE | NZ | Financial Markets Authority (FMA) | shares, ETFs, bonds and derivatives | Positive | None | 2020-06-03 |
| RU1001 | Moscow Exchange - Derivatives market | MISX | RTSX | RU | The Bank of Russia (CBR) | derivatives | Positive | None | 2020-06-03 |
| RU1002 | Moscow Exchange - FX market | MISX | MISX | RU | The Bank of Russia (CBR) | derivatives | Positive | None | 2020-06-03 |
| RU1003 | Moscow Exchange - Securities Market | MISX | MISX | RU | The Bank of Russia (CBR) | shares, ETFs, depositary receipts and bonds | Positive | None | 2020-06-03 |
| RU1004 | SPB Exchange | SPBE | SPBE | RU | The Bank of Russia (CBR) | shares, depositary receipts, bonds and structured finance products | Positive | None | 2021-03-24 |
| SA1001 | Saudi Stock Exchange - Tawadul | XSAU | XSAU | SA | Capital Market Authority (CMA) | shares, ETFs, bonds and derivatives | Positive | None | 2020-12-11 |
| SG1002 | Singapore Exchange Derivatives Trading Limited | XSES | XSIM | SG | Monetary Authority of Singapore (MAS) | derivatives | Positive | None | 2020-06-03 |
| SG1003 | Singapore Exchange Securities Trading Limited | XSES | XSES | SG | Monetary Authority of Singapore (MAS) | shares, ETFs, depositary receipts, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| US1121 | DEALERWEB (operated by Dealerweb Inc.) | DWFI | DWFI | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| SG1005 | Refinitiv Transaction Services Pte Ltd | RTSP | RTSP | SG | Monetary Authority of Singapore (MAS) | derivatives | Positive | None | 2020-06-03 |
| TH1001 | The Stock Exchange of Thailand | XBKK | XBKF | TH | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| TH1001 | The Stock Exchange of Thailand | XBKK | XMAI | TH | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| TH1001 | The Stock Exchange of Thailand | XBKK | XBKK | TH | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates, bonds and structured finance products | Positive | None | 2020-06-03 |
| TH1002 | Thailand Futures Exchange Public Company Limited | TFEX | TFEX | TH | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| TR1001 | Borsa Istanbul A. S. | XIST | XDSM | TR | Capital Markets Board (CMB) | shares, ETFs, certificates, bonds, structured finance products and derivatives | Positive | None | 2020-06-03 |
| US1067 | Investors' Exchange LLC | IEXG | IEXD | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts, certificates and derivatives | Positive | None | 2020-12-11 |
| US1070 | JPB-X (operated by J.P. Morgan Securities LLC) | JPBX | JPBX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1072 | LatAm SEF, LLC | LASF | LASF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1073 | LedgerX LLC | LEDG | LEDG | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1074 | Liquidnet H2O ATS (operated by Liquidnet, Inc.) | LIUS | LIUH | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1076 | Luminex ATS (operated by Luminex Trading & Analytics LLC) | LTAA | LMNX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1104 | tpSEF Inc. | TPSE | TPSE | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1105 | TW SEF LLC | TRWB | TWSF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1106 | Tradition SEF, Inc. | TSEF | TSEF | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1107 | Tassat Derivatives | TRUX | TRU1 | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1122 | IBKR ATS (operated by Interactive Brokers LLC) | IBKR | IATS | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1081 | Nasdaq GEMX, LLC | XISX | GMNI | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1099 | Refinitiv US SEF LLC | THRE | THRE | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-06-03 |
| US1112 | XE (operated by Piper Jaffray & Co.) | PIPR | PJCX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-06-03 |
| US1113 | MIAX PEARL, LLC | MIHI | MPRL | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1114 | Cboe BYX Exchange, Inc. | XCBO | BATY | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2020-06-03 |
| US1115 | Cboe BZX Exchange, Inc. | XCBO | BATS | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1115 | Cboe BZX Exchange, Inc. | XCBO | BATO | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-06-03 |
| US1116 | GFI Securities LLC | United States of America | Securities and Exchange Commission (SEC) | bonds | Partially Positive | U.S. Treasury Securities | 2020-06-03 | ||
| US1117 | Cboe C2 Options Exchange | XCBO | C2OX | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-06-03 |
| US1124 | Instinet BlockCross (operated by Instinet, LLC) | XINS | BLKX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1125 | Instinet Crossing (operated by Instinet, LLC) | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 | ||
| US1126 | IntelligentCross ATS (operated by Intelligent Cross LLC) | INCR | INCR | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1127 | JPM-X (operated by J.P. Morgan Securities LLC) | JPMX | JPMX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1128 | Liquidnet Negotiation ATS (operated by Liquidnet, Inc.) | LIUS | LIUS | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1129 | MS POOL ATS-4 (operated by Morgan Stanley & Co. LLC) | MSCO | MSPL | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1130 | MS RPOOL ATS-6 (operated by Morgan Stanley & Co. LLC) | MSCO | MSRP | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1131 | OneChronos (operated by Onechronos Markets LLC) | CGXS | CGXS | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1133 | Stifel X (operated by Stifel, Nicolaus & Company, Incorporated) | STFX | STFX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1134 | SuperX ATS (operated by Deutsche Bank Securities Inc.) | DBSX | DBSX | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1135 | tZERO ATS (operated by Tzero Ats, LLC) | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 | ||
| US1136 | UBS ATS (operated by Ubs Securities LLC) | UBSA | UBSA | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1137 | Virtu MatchIt ATS (operated by Virtu Americas LLC) | VUSA | VFMI | United States of America | Securities and Exchange Commission (SEC) | NMS Stocks | Positive | None | 2020-07-28 |
| US1138 | Seed SEF LLC | SCXO | SCXS | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-11-06 |
| US1139 | Long-Term Stock Exchange, Inc. | LTSE | LTSE | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2020-09-29 |
| US1140 | Miax Emerald, LLC | MIHI | EMLD | United States of America | Securities and Exchange Commission (SEC) | derivatives | Positive | None | 2020-07-28 |
| US1141 | ABE ATS - 303 Alternatives LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1142 | American Ledger ATS | AMLG | AMLG | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1143 | Arbor Research and Trading LLC - Clarity BidRate Alternative Trading System | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1144 | Automated Equity Finance Markets, Inc. - AQS, EquiLend Clearing Services | XAQS | XAQS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1145 | BrokerTec | BTEC | BTEQ | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1146 | Coinbase Securities | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1147 | ICE Bonds Securities Corporation - ICE Credit Trade | IFUS | IMCC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1148 | Distributed Technology Markets ATS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1150 | EQX LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1151 | FixCenter, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1152 | GLMX Technologies, LLC | GLMX | GLMX | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1153 | HTDonline - Hartfield, Titus & Donnelly, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1154 | ICAP Trading Systems - ICAP Corporates LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1155 | ICE Bonds Securities Corporation - ICE TMC | IFUS | TMCC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1156 | IDX Markets | IDXM | IDXM | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1158 | IOI Capital and Markets, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1159 | KopenTech Capital Markets | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1160 | Lending Club Trading Market - Folio Investments, Inc. | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1161 | Liquidly IAS, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1162 | Liquidnet Fixed Income ATS | LIUS | LIFI | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1163 | MarketAxess ATS | MTXX | MKAA | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1164 | MBS Source eTrading, Inc. | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1165 | BONDS.COM, INC. (previously MTS BondsPro) | BNDS | BNDS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1166 | MuniAxis ATS | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| CA1003 | CanDeal.ca Inc. | CAND | CAND | CA | Ontario Securities Commission (OSC) | bonds | Positive | None | 2023-09-01 |
| GB1001 | AQSE Growth Market (Equity) | AQSE | AQSG | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1002 | AQSE Growth Market (Non-Equity) | AQSE | AQSF | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1003 | AQSE Main Market (Equity) | AQSE | AQSL | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1004 | AQSE Main Market (Non-Equity) | AQSE | AQSD | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1005 | AQSE Trading (Equity) | AQSE | AQST | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1006 | AQSE Trading (Non-Equity) | AQSE | AQSN | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| GB1009 | Aquis Stock Exchange | AQSE | AQSE | GB | Financial Conduct Authority (FCA) | shares, ETFs, bonds and structured finance products | Positive | None | 2020-10-27 |
| US1157 | Interactive Brokers LLC - IBKR ATS | IBKR | IBKR | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1168 | NPM Securities, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1169 | Openfinance Securities, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1170 | OTC Link ECN | OTCN | OTCN | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1171 | REALCADRE LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1172 | SharesPost Financial Corporation | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1173 | SI Securities, LLC - SeedInvest | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1174 | StartEngine Secondary | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1176 | Templum Markets LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| KZ1002 | Kazakhstan Stock Exchange Joint-Stock Company | XKAZ | XKAZ | KZ | Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market (ARDFM) | shares, ETFs, depositary receipts, certificates and bonds | Positive | None | 2024-10-07 |
| US1178 | Trumid ATS | TMID | TMID | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 |
| US1179 | tZERO ATS, LLC | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1180 | Zanbato ATS - ZX | United States of America | Securities and Exchange Commission (SEC) | Not provided | Partially Positive | U.S. Treasury Securities | 2020-07-28 | ||
| US1181 | Bitnomial Exchange, LLC | BTNL | BTNL | United States of America | Commodity Futures Trading Commission (CFTC) | derivatives | Positive | None | 2020-07-28 |
| US1186 | NYSE American LLC | XNYS | XASE | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-07-28 |
| US1187 | NYSE Arca, Inc. | XNYS | ARCX | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs, depositary receipts and derivatives | Positive | None | 2020-07-28 |
| US1196 | MEMX LLC | MEMX | MEMX | United States of America | Securities and Exchange Commission (SEC) | shares, ETFs and depositary receipts | Positive | None | 2021-03-01 |
| ZA1001 | Johannesburg Stock Exchange | XJSE | XJSE | ZA | Financial Sector Conduct Authority (FSCA) | shares, ETFs, depositary receipts and structured finance products | Positive | None | 2020-06-03 |
| ZA1002 | JSE Equity Derivatives Markets | XJSE | XSAF | ZA | Financial Sector Conduct Authority (FSCA) | derivatives | Positive | None | 2020-06-03 |
| ZA1003 | JSE Limited - Bond Electronic Trading Platform | XJSE | JSEB | ZA | Financial Sector Conduct Authority (FSCA) | bonds | Positive | None | 2020-11-06 |
Above list will be updated daily at 00:00 UTC.
