ASIC fines Deutsche Bank A$2m over systemic reporting failures
Australia’s financial regulator, the Australian Securities and Investments Commission (ASIC), has fined Deutsche Bank Australia A$2 million (approximately US$1.3 million)…
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Navigating ESMA’s Unified “Report Once” Mandate
The end of parallel regulatory silos is officially on the horizon. The European Securities and Markets Authority (ESMA) has officially…
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Greater Visibility & Control: New Portal Analytics Dashboard
In regulatory reporting, clarity is not a luxury simply a convenient feature; it is a core operational necessity. As reporting…
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FCA and BoE Plan Unified Framework for UK Reporting
The May 2026 Regulatory Initiatives Grid dropped this week, revealing a major shift for UK Reporting: the FCA and Bank…
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Point Nine Launches New Website with Enhanced Functionality and Improved User Experience
Point Nine has launched a newly redesigned p9dt.com website, introducing a modern interface, improved structure, and enhanced functionality designed to…
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European Securities and Markets Authority Sanctions REGIS-TR – A Clear Supervisory Signal
ESMA has announced sanctions against REGIS-TR for serious breaches of organisational requirements. Importantly, the issue was not about a specific…
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Point Nine to Attend the Eurex Derivatives Conference – 2026
Point Nine is looking forward to joining industry leaders at the Eurex Derivatives Conference in Frankfurt on 25–26 February. Our…
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Point Nine Opens London Office as Strategic Growth Milestone
Point Nine is proud to announce the opening of its London office, located in the heart of the City of…
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Towards Smarter, Simpler, and More Digital Reporting: Reflections on ESMA’s Proposals for Burden Reduction
As Europe accelerates its shift toward data-driven supervision, the conversation has moved far beyond compliance. Today, the focus is on…
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MiFIR EU/UK Instrument Eligibility – Automated by Point Nine
Determining whether a financial instrument is reportable under MiFIR isn’t always straightforward. The scope depends on where the instrument is…
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Point Nine: New Portal Feature – Bulk Export & Scheduled Reports
We’ve just rolled out a new feature in the Point Nine Portal that makes exporting reports faster, easier, and more…
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FCA Fines Sigma Broking £1.09M for Years of Transaction Reporting Failures
Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
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FCA Market Watch 82 – Focus on Surveillance Over Unauthorised Trading
In its Market Watch 82, the UK Financial Conduct Authority (FCA) highlights increasing concerns around unauthorised trading activity, with particular…
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ESMA Launches Call to Simplify Financial Transaction Reporting (MiFIR, EMIR, SFTR)
The European Securities and Markets Authority (ESMA) has launched a public call for evidence aimed at streamlining financial transaction reporting…
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Streamlining Trade Reporting: Direct File Viewing and Editing in the Point Nine Portal
At Point Nine, we continuously enhance our platform to provide clients with greater control and transparency over their trade and…
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Point Nine Antreas Artemiou Appointed to Two ANNA DSB Committees
Nicosia, Cyprus – May 26, 2025 – Point Nine Data Trust Limited, a leading provider of post-trade processing and regulatory…
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Point Nine International Securities Identification Number (ISIN) Validator
In the complex and highly regulated world of trade and transaction reporting, the accuracy of financial instrument identifiers is crucial….
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Point Nine Legal Entity Identifier (LEI) Validator / Lookup
The Point Nine LEI Validator and Lookup tool offers a fast and reliable method to validate multiple Legal Entity Identifiers…
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ESMA publishes its fifth Data Quality Report, Report on Quality and Use of Data – 2024
This report includes a detailed analysis of data submitted by market participants across the EU and evaluates its usability for…
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The FCA issues First Fine for MiFIR Transaction Reporting Failures
The Financial Conduct Authority (FCA) has imposed its first-ever fine for MiFIR transaction reporting failures, penalising Infinox Capital Limited (£99,200)…
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SFTR and the Point Nine Solution (EEA and UK)
SFTR: A Pillar of Financial Transparency The Securities Financing Transactions Regulation (SFTR) is a significant regulatory framework introduced by the…
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Point Nine: Comprehensive GLEIF Services Integrated with MiFIR, EMIR, and SFTR
Managing regulatory requirements is more than just a necessity—it’s a challenge that demands precision and efficiency. At Point Nine, we…
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Point Nine: Comprehensive FIRDS EU/UK Reference Data
In today’s regulatory landscape, managing compliance with multiple reporting frameworks can be overwhelming. Point Nine offers an all-in-one solution, combining…
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FCA Market Watch 81
In this edition of Market Watch 81, the FCA focuses on the data quality of transaction reporting, noting a trend…
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Point Nine to Speak at the 19th NextGen Payments & RegTech Forum
Get ready to explore insights on the future of regulatory frameworks from industry expert Andreas Roussos, Partner at Point Nine,…
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FCA: UK MiFIR transaction reporting update (Supervisory flexibility on transaction reporting)
The FCA announced that they would be putting in place further temporary measures for the reporting of certain fields in…
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ESMA Published the 3rd Edition of its Data Quality Report
In the third edition of its annual report, we note ESMA not only covers EMIR and SFTR data quality, but…
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MIFIR Automated On-Hold Procedure by Point Nine
Point Nine provides comprehensive support to financial organizations in managing their regulatory reporting responsibilities with precision and efficiency. With a…
Read moreFCA Market Watch 72
In this edition of Market Watch 72, the FCA outlines their recent findings on the quality of service provided by…
Read moreESMA issues update on RTS 27
Further to the previous article on the suspension of the RTS 27 reports on our website. ESMA issued a public…
Read moreFCA Market Watch 71
In this edition of Market Watch , The FCA reminds firms of the requirement within UK Market Abuse Regulation (MAR)…
Read moreFCA Market Watch 70
In this Market Watch , the FCA outlines its recent observations on the transaction reporting and instrument reference data regimes….
Read moreArticle 26 of MiFIR Corporate Actions
Article 26 of MiFIR Corporate Actions In which level do the transaction reporting requirements under Article 26 of MiFIR apply…
Read moreMIFIR Validation Rules v1.6 and v1.7 Release Date
ESMA announces that on the 31st of May 2022 the New MIFIR Validation Rules v1.6 and v1.7 will be released…
Read moreTrade & Transaction Reporting
We are so excited for being a Silver Sponsor at the Trade & Transaction Reporting Summit on the 22-23 of…
Read moreNew MIFIR Validation Rules (Q2 2022) – Implementation
Point Nine Implemented New MIFIR Validation Rules (Q2 2022) Following the previous announcement sent on the 10th November 2021 pertaining…
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ED&F Man Capital Markets
Very professionals, the support team is also great. One of the Big players in Regulatory reporting. Lewis Hawila Compliance Officer…
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Athlos Capital
The Point Nine team quickly understood our niche offering and in no time figured out a way to adapt to…
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BROCTAGON FG
The service Point Nine has provided in relation to the regulatory reporting has been excellent. We constantly received the highest…
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Societe Generale Bank
We are delighted to begin cooperation with Point Nine regarding transaction reporting for MIFIR and have every confidence in the…
Read moreESMA to amend the RTS formats for Distributed ledger DLT
ESMA is considering to amend the RTS formats for Distributed ledger technology DLT the ‘Call for evidence’ on stakeholders to send…
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Argentex LLP
“Our experience working with Point Nine has been extremely positive and we would recommend Point Nine as a regulatory reporting…
Read morePoint Nine Makes the RegTech100 List – 2022
The fifth annual RegTech100 list is out; highlighting the tech companies transforming regulatory processes in financial services and Point Nine…
Read morePoint Nine Partners up with FIS
Point Nine, Cyprus based RegTech firm partners up with FIS®; a listed Fortune 500 Company. Point Nine (Limassol, Cyprus), a…
Read moreMIFIR Transaction Reporting Validation Rules (October 2021)
Our team of experts has already reviewed the impending validations from ESMA & FCA which was announced October 12th. Although…
Read moreMIFIR Reporting Validation Rules
MIFIR Transaction Reporting Validation Rules – 2021 Update The new release extended validation on the Entities status which should be…
Read moreCFI’s in relation to EMIR, MIFIR, and SFTR
Point Nine’s team of experts explain the worldwide classifications of financial instruments (CFI) and what their relationship to EMIR, MIFIR, and…
Read moreEMIR and MIFIR Updated; ESMA
Updates on EMIR; ESMA, May 30th, 2021 ESMA, the EU’s securities markets regulator, recently updated its Questions and Answers document…
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