Point Nine MIFIR Annex II Validator Release, March 8, 2021
ESMA’s rules for the natural persons identifiers to be used in MIFIR transaction reporting are in place and in effect…
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Updated Q&A – Market Structures under MiFID II and MiFIR
3 February 2021, The European Securities and Markets Authority (ESMA), EU’s securities markets regulator, has updated its Questions and Answers (Q&As)…
Read moreUpdated Q&A on SFTR Data Reporting
On February 1st, 2021, ESMA released an updated Questions and Answers (Q&A) document (ESMA74-362-893) following Novembers first release of the…
Read moreEliminate Trade Reporting Threats for Inaccurate Submissions
In March 2019, the Financial Conduct Authority (FCA) of the United Kingdom issued substantial fines to two large banks—Wall Street…
Read moreQuestions And Answers on SFTR Data Reporting
Today, 5 November 2020, ESMA published the first Questions & Answers on SFTR Data Reporting [ESMA74-362-893] including answers to questions…
Read moreDetermination of Reporting Deadline
According to ESMA, “counterparties should follow their local time to determine the day on which the derivative was concluded, modified…
Read moreESMA NEWS – EMIR Validation Rules
News on ESMA ‘s Updated EMIR Validation Rules ESMA published an updated set of Rules on September 10th, 2020 originally…
Read moreCME Abide Alternative In Place
Point Nine has selected KDPW as the alternative Trade Repository As we are approaching the deadline of CME’s winding down…
Read moreBrexit and MiFID
It would be easy to forget the significant impact Brexit will have on transaction reporting, but Market Watch 64 clearly…
Read moreAn Update on the UK Financial Services Update (Brexit)
It’s no secret that our world is changing drastically. Years before the COVID pandemic hit, the financial services industry in…
Read morePoint Nine Further Expands its Business to London, United Kingdom
June, 2020 – Point Nine, a leading and innovative post-trade processing and regulatory reporting service provider has recently announced the…
Read moreSFTR in 2020
What You Need to Know About the Securities Financing Transaction Regulation in 2020 As we all know, the Securities Financing…
Read moreThe Future of Transaction Reporting
It’s no secret that the major reporting regimes – MiFID II, EMIR, MiFIR, REMIT, CSDR, SFTR, FinfraG – have drastically…
Read moreEMIR: A Brief Guide
In the last decade, the European financial market has seen drastic changes, specifically regarding the regulation of the post-trade market….
Read morePoint Nine Chosen by InterTrader for Reporting & Regulatory
Cyprus, July 23, 2018 – One of the industry leaders in financial technology, Point Nine, has partnered with InterTrader to provide…
Read moreMiFIR Reporting – Less Than A Year To Go Live
The most complex regulatory framework With about 11 months to go until the introduction of MiFID II/MiFIR in the European…
Read moreRegTech: Its Role in Regulatory Compliance
Financial firms must confront the challenge of complying with a host of regulations. Often, these rules are numerous, complicated and…
Read moreHow SFTR is Changing the Game of Shadow Banking
Executive Summary A new EU legislation named The Securities Financing Transactions Regulation (SFTR) entered into force on January 12, 2016….
Read moreISO-10383 MIC Codes Regulatory Reporting
This International Standard specifies a universal method of identifying exchanges, trading platforms, regulated or non-regulated markets and trade reporting facilities…
Read moreISO-4217 Currency Codes Regulatory Reporting
ISO currency codes are the three-letter alphabetic codes that represent the various currencies used throughout the world. Each of the…
Read moreISO-3166 Country Codes Regulatory Reporting
The purpose of ISO 3166 is to define internationally recognized codes of letters and/or numbers that we can use when…
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