Knowledge Base

ESMA Alternative Investment Fund Managers (AIFM)

The Alternative Investment Fund Managers Directive (AIFMD) is a European Union (EU) regulation that applies to hedge funds, private equity…

AIF AIFM Alternative ESMA

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MiFIR Reporting – Less Than A Year To Go Live

The most complex regulatory framework With about 11 months to go until the introduction of MiFID II/MiFIR in the European…

ETD Framework MiFIR MTF

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RegTech: Its Role in Regulatory Compliance

Financial firms must confront the challenge of complying with a host of regulations. Often, these rules are numerous, complicated and…

FinTech Point Nine RegTech

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How SFTR is Changing the Game of Shadow Banking

Executive Summary A new EU legislation named The Securities Financing Transactions Regulation (SFTR) entered into force on January 12, 2016….

Counterparty ISO 20022 Margin Lending RegTech

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ESMA Investment Firms (IF)

The Omnibus Directive requires ESMA to establish a list of all investment firms in the European Union. The Registries database…

EEA EFTA ESMA Investment Firms

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ESMA Registered Trade Repositories (TR)

The trade repositories listed have been registered by ESMA in accordance with Regulation (EU) No 648/2012 of the European Parliament…

Database Derivatives ESMA OTC

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ISO-10383 MIC Codes Regulatory Reporting

This International Standard specifies a universal method of identifying exchanges, trading platforms, regulated or non-regulated markets and trade reporting facilities…

Entities ESMA ISO ISO 10383

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ISO-4217 Currency Codes Regulatory Reporting

ISO currency codes are the three-letter alphabetic codes that represent the various currencies used throughout the world. Each of the…

Currency EMIR ESMA ISO

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