ESMA issues update on RTS 27
Further to the previous article on the suspension of the RTS 27 reports on our website. ESMA issued a public…
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MIFIR Validation Rules v1.6 and v1.7 Release Date
ESMA announces that on the 31st of May 2022 the New MIFIR Validation Rules v1.6 and v1.7 will be released…
Read moreNew MIFIR Validation Rules (Q2 2022) – Implementation
Point Nine Implemented New MIFIR Validation Rules (Q2 2022) Following the previous announcement sent on the 10th November 2021 pertaining…
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Changes to UK MiFID’s Conduct and Organisational Requirements
PS21/20: FCA set their final policy position and rules on changes to the research rules and the removal of the…
Read moreMIFIR Transaction Reporting Validation Rules (October 2021)
Our team of experts has already reviewed the impending validations from ESMA & FCA which was announced October 12th. Although…
Read moreUpdated Q&A – Market Structures under MiFID II and MiFIR
3 February 2021, The European Securities and Markets Authority (ESMA), EU’s securities markets regulator, has updated its Questions and Answers (Q&As)…
Read moreFCA Investment Firms (IF)
The Investment firms register is a public register of investment firms authorised by the FCA that provide or perform MiFID…
Read moreAn Update on the UK Financial Services Update (Brexit)
It’s no secret that our world is changing drastically. Years before the COVID pandemic hit, the financial services industry in…
Read moreEMIR vs. MiFID: What is the Difference?
The European financial market has been through significant regulatory changes in the last decade—namely the enactment of Markets in Financial…
Read moreESMA Regulated Markets (RM)
Regulated Market (RM) – A multilateral system ran and/ or managed by a market operator subject to enhanced government requirements,…
Read moreESMA Approved Reporting Mechanism (ARM)
Approved Reporting Mechanism (ARM) means a person authorised under the provisions established in the MiFID II Directive to provide the…
Read moreESMA Investment Firms (IF)
The Omnibus Directive requires ESMA to establish a list of all investment firms in the European Union. The Registries database…
Read moreISO-4217 Currency Codes Regulatory Reporting
ISO currency codes are the three-letter alphabetic codes that represent the various currencies used throughout the world. Each of the…
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