FCA Fines Sigma Broking £1.09M for Years of Transaction Reporting Failures
Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
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Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
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In its Market Watch 82, the UK Financial Conduct Authority (FCA) highlights increasing concerns around unauthorised trading activity, with particular…
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The European Securities and Markets Authority (ESMA) has launched a public call for evidence aimed at streamlining financial transaction reporting…
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On 6 June 2025, the Financial Conduct Authority (FCA) and the Bank of England jointly published Consultation Paper CP25/16, proposing…
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At Point Nine, we continuously enhance our platform to provide clients with greater control and transparency over their trade and…
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Nicosia, Cyprus – May 26, 2025 – Point Nine Data Trust Limited, a leading provider of post-trade processing and regulatory…
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This report includes a detailed analysis of data submitted by market participants across the EU and evaluates its usability for…
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At Point Nine, we continuously strive to enhance our clients’ experience by simplifying regulatory reporting workflows while maintaining the highest…
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At Point Nine, we continuously strive to enhance our trade and transaction reporting solutions to ensure efficiency, accuracy, and compliance…
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