The FCA issues First Fine for MiFIR Transaction Reporting Failures
The Financial Conduct Authority (FCA) has imposed its first-ever fine for MiFIR transaction reporting failures, penalising Infinox Capital Limited (£99,200)…
Read moreStay up to date with the latest from Point Nine
The Financial Conduct Authority (FCA) has imposed its first-ever fine for MiFIR transaction reporting failures, penalising Infinox Capital Limited (£99,200)…
Read more
SFTR: A Pillar of Financial Transparency The Securities Financing Transactions Regulation (SFTR) is a significant regulatory framework introduced by the…
Read more
The Point Nine is a cutting-edge solution designed to streamline and enhance compliance with EMIR and UK EMIR regulations. One…
Read more
Navigating the complexities of financial instrument classification requires robust tools and expert support. At Point Nine, we offer a comprehensive…
Read more
Managing regulatory requirements is more than just a necessity—it’s a challenge that demands precision and efficiency. At Point Nine, we…
Read more
Managing regulatory identifiers like OTC ISINs and UPIs has become essential for firms operating in global financial markets. At Point…
Read more
In today’s regulatory landscape, managing compliance with multiple reporting frameworks can be overwhelming. Point Nine offers an all-in-one solution, combining…
Read more
In this edition of Market Watch 81, the FCA focuses on the data quality of transaction reporting, noting a trend…
Read more
Point Nine would like to remind clients that the 180-day transition period set by ESMA for entities to update their…
Read moreGet Started
Let us show you how Point Nine can transform your regulatory reporting process.
Schedule a Demo