European Securities and Markets Authority Sanctions REGIS-TR – A Clear Supervisory Signal
ESMA has announced sanctions against REGIS-TR for serious breaches of organisational requirements. Importantly, the issue was not about a specific…
Read more
INSIGHTS
News
Stay up to date with the latest from Point Nine
EMIR Reconciliation Changes from April 2026: What Firms Need to Know
Trade reconciliation under EMIR is entering a significantly more stringent phase. From 27 April 2026, trade repositories will apply an…
Read more
Point Nine Opens London Office as Strategic Growth Milestone
Point Nine is proud to announce the opening of its London office, located in the heart of the City of…
Read more
Towards Smarter, Simpler, and More Digital Reporting: Reflections on ESMA’s Proposals for Burden Reduction
As Europe accelerates its shift toward data-driven supervision, the conversation has moved far beyond compliance. Today, the focus is on…
Read more
MiFIR EU/UK Instrument Eligibility – Automated by Point Nine
Determining whether a financial instrument is reportable under MiFIR isn’t always straightforward. The scope depends on where the instrument is…
Read more
Point Nine: New Portal Feature – Bulk Export & Scheduled Reports
We’ve just rolled out a new feature in the Point Nine Portal that makes exporting reports faster, easier, and more…
Read more
FCA Market Watch 84
In this edition , the FCA and Bank of England reviewed the UK EMIR reporting regime following the REFIT changes…
Read more
FCA Fines Sigma Broking £1.09M for Years of Transaction Reporting Failures
Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
Read more
FCA Market Watch 82 – Focus on Surveillance Over Unauthorised Trading
In its Market Watch 82, the UK Financial Conduct Authority (FCA) highlights increasing concerns around unauthorised trading activity, with particular…
Read more