Point Nine RegTech Toolkit: 8 Free Tools for Regulatory Reporting

Access eight free browser-based RegTech tools designed to simplify regulatory reporting, improve data quality and support compliance with EMIR, MiFIR, SFTR and other reporting.

The Point Nine RegTech Toolkit provides financial institutions with a full suite of free reference data and reporting utilities. Regulatory compliance in financial services is increasingly complex, data-heavy, and unforgiving of errors. From daily trade and transaction reporting under regimes like EMIR, MiFIR, SFTR, and CFTC, to managing static reference data across multiple systems, compliance and operations teams are constantly under pressure to maintain high data quality.

Why Free Reference Data Tools Matter in Regulatory Reporting

Modern financial regulations demand complete data accuracy before submission. Utilising dedicated, browser-based RegTech utilities allows compliance and data management teams to pre-validate trade attributes instantly, mitigating operational risk and preventing costly transaction reporting rejections across trade repositories.

Compliance is challenging enough, finding the right tools to simplify it shouldn’t be.

📄 Download the Point Nine RegTech Toolkit PDF Guide

At Point Nine, we believe that true regulatory technology (RegTech) should provide immediate, practical value to the professionals on the front lines of compliance. That is why our in-house regulatory reporting experts have developed a suite of 8 free online RegTech tools designed to streamline daily workflows, eliminate manual checks, and enhance reporting accuracy.

What Is Included in the Point Nine RegTech Toolkit?

Whether you need to validate counterparty data, classify new financial instruments, or prepare regulatory reports, our toolset covers your core reference data and identifier needs:

1. LEI Lookup Tool: Instantly search, verify, and validate Legal Entity Identifiers (LEIs) to meet global counterparty identification mandates.
2. CFI Coder / Decoder: Accurately translate and generate Classification of Financial Instruments (ISO 10962) codes to understand complex security structures.
3. ISIN Lookup Tool: Retrieve and check International Securities Identification Numbers (ISO 6166) across equities, bonds, and derivatives.
4. CUSIP Lookup Tool: Fast validation of North American security identifiers to support seamless cross-border trade matching.
5. SEDOL Lookup Tool: Easily search Stock Exchange Daily Official List numbers for UK and global financial instruments.
6. UPI Validator: Ensure full compliance with new OTC derivative reporting mandates by verifying Unique Product Identifiers (ISO 4914).
7. UTI Generator: Instantly create compliant, globally unique Trade Identifiers (UTIs) for transaction reporting across regulatory jurisdictions.
8. RTS 27 & RTS 28 Report Generator: Simplify MiFID II reporting requirements for best execution and venue quality disclosures.

Built Specifically for Compliance, Operations, and Reference Data Teams

Why use standalone, ad-hoc spreadsheets or unreliable online converters when you can rely on tools engineered by regulatory reporting specialists?

Point Nine’s free suite is tailored for:

• Compliance Officers: To verify entity details and maintain audit-ready reference data.
• Operations & Trading Desks: To resolve trade breaks and format identifiers accurately prior to submission.
• Reference Data Analysts: To quickly map, decode, and validate ISINs, CFIs, and UPIs without leaving their browser.

By automating repetitive data checks, this free toolkit helps financial institutions lower operational risk, eliminate costly trade rejections, avoid regulatory penalties, and maintain consistent data integrity.

Experience the Point Nine Advantage

These 8 free web tools demonstrate the deep domain expertise and technical rigor Point Nine brings to automated regulatory reporting and post-trade processing. While our enterprise solution offers fully automated, end-to-end regulatory reporting platform capabilities, the Point Nine RegTech Toolkit ensures every compliance professional has instant access to reliable, high-grade data validation tools completely free of charge.

Whether you operate within the EU, UK, or global markets, having immediate access to accurate entity and instrument validation is key to maintaining operational resilience.

Ready to simplify your daily compliance workflow?

👉 Explore and access the full Point Nine RegTech Toolkit today.

The Point Nine RegTech Toolkit brings together eight free regulatory reporting tools in one browser-based resource for compliance, operations and reference data professionals. Whether you are validating reference data, preparing regulatory reports or streamlining compliance workflows, the toolkit provides practical support for day-to-day reporting needs.

Have questions about regulatory data validation, or need guidance on streamlining your reporting workflows and managed services? The team at Point Nine is always happy to share insights and discuss how to make compliance simpler, feel free to get in touch with our team.