Knowledge Base

Clearing Threshold Under EMIR

What is the Clearing Threshold? OTC derivative contracts that are not executed on a regulated market or third country equivalent…

Clearing Threshold EMIR ESMA FCs

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MIFIR Annex II – Validator (ESMA Q&A – Question 2)

ESMA has set the rules for the Natural Persons Identifiers to be used in MIFIR transaction reporting. In accordance with ESMA…

Annex II CCPT CONCAT MiFIR

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EMIR Reporting Obligation for FCs and NFCs

What you should know about the EMIR Refit regarding reporting obligation for FCs and NFCs Article 9 of EMIR as…

EMIR Obligations OTC Point Nine

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FCA Investment Firms (IF)

The Investment firms register is a public register of investment firms authorised by the FCA that provide or perform MiFID…

AIFMD Authorised CRD FCA

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Eliminate Trade Reporting Threats for Inaccurate Submissions

In March 2019, the Financial Conduct Authority (FCA) of the United Kingdom issued substantial fines to two large banks—Wall Street…

EMIR ESMA Fines MiFID II

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Guide to Valuation Reporting under EMIR

Financial counterparties and non-financial counterparties shall mark-to-market on a daily basis the value of outstanding contracts. Thus, the mark to…

ESMA Fair Value Guide How To

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Determination of Reporting Deadline

According to ESMA, “counterparties should follow their local time to determine the day on which the derivative was concluded, modified…

Deadline ESMA FinTech RegTech

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SFTR in 2020

What You Need to Know About the Securities Financing Transaction Regulation in 2020 As we all know, the Securities Financing…

ESMA FinTech P9 Point Nine

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