European Securities and Markets Authority Sanctions REGIS-TR – A Clear Supervisory Signal
ESMA has announced sanctions against REGIS-TR for serious breaches of organisational requirements. Importantly, the issue was not about a specific…
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ESMA has announced sanctions against REGIS-TR for serious breaches of organisational requirements. Importantly, the issue was not about a specific…
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We are so happy to announce that the Point Nine Team will attend the REGIS-TR Annual Client Event on the 26th…
Read moreThe European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, fined €186,000 trade repository REGIS-TR for eight breaches…
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