Optimising EMIR EU / UK Oversight through Targeted Exception Resolution
In the current regulatory landscape, the primary challenge to effective oversight is rarely a lack of information, but rather the…
Read moreLatest Posts
EMIR Reconciliation Changes from April 2026: What Firms Need to Know
Trade reconciliation under EMIR is entering a significantly more stringent phase. From 27 April 2026, trade repositories will apply an…
Read more
FCA Fines Sigma Broking £1.09M for Years of Transaction Reporting Failures
Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
Read more
Point Nine: Comprehensive TR Reconciliation for EMIR and UK EMIR Reporting
The Point Nine is a cutting-edge solution designed to streamline and enhance compliance with EMIR and UK EMIR regulations. One…
Read more
FCA Market Watch 74
In this edition of Market Watch, the FCA describes some common transaction reporting issues they recently observed under RTS 22…
Read more