FCA Fines Sigma Broking £1.09M for Years of Transaction Reporting Failures
Date of Notice: 29 July 2025 Reporting Failures: 924,584 transactions Period: 1 December 2018 – 1 December 2023 MiFIR Breach:…
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The FCA issues First Fine for MiFIR Transaction Reporting Failures
The Financial Conduct Authority (FCA) has imposed its first-ever fine for MiFIR transaction reporting failures, penalising Infinox Capital Limited (£99,200)…
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