ASIC fines Deutsche Bank A$2m over systemic reporting failures
Australia’s financial regulator, the Australian Securities and Investments Commission (ASIC), has fined Deutsche Bank Australia A$2 million (approximately US$1.3 million)…
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EMIR REFIT Reconciliation — Phase 2 update
In our previous article, we explored how EMIR REFIT Phase 2 is expanding reconciliation to 148 fields and introducing stricter…
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ESMA publishes its fifth Data Quality Report, Report on Quality and Use of Data – 2024
This report includes a detailed analysis of data submitted by market participants across the EU and evaluates its usability for…
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Upcoming Regulatory Changes and Data Quality Trends in EMIR and UK EMIR Reporting
As the regulatory landscape continues to evolve, firms subject to EMIR and UK EMIR reporting obligations must remain vigilant in…
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ESMA Published the 3rd Edition of its Data Quality Report
In the third edition of its annual report, we note ESMA not only covers EMIR and SFTR data quality, but…
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EMIR REFIT: Notification to NCAs on Data Quality Issues
In the second edition of our EMIR Refit review, we look at another significant reporting requirement introduced by ESMA and…
Read moreCySEC publishes EMIR reporting concerns
The Cyprus Securities and Exchange Commission (‘CySEC’) recently carried out a series of reviews on the quality of data reported…
Read moreESMA fines DTCC Derivatives Repository
Europe’s regulator, European Securities and Markets Authority (ESMA), fines DTCC Derivatives Repository Plc (DDRL) for European Market Infrastructure Regulation (EMIR)…
Read moreEMIR and SFTR Data Quality Report 2020 by ESMA
European Securities and Markets Authority (ESMA) has published for the first time EMIR and SFTR Data Quality Report 2020. The…
Read moreSFTR in 2020: Present and Future Challenges and Solutions
It has been almost a year since the Securities Financing Transaction Regulation (SFTR) went into effect. However, less than 12…
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