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Company Presentation

The Global Standard in
Regulatory Reporting

Purpose-built technology. Multi-regime expertise. 20+ years of institutional trust.

Est. 2002

Our Journey

Who We Are

From inception to industry leader — over two decades of regulatory reporting excellence.

Point Nine Data Trust is a dedicated regulatory reporting firm — a separate entity from Point Nine Limited — focused exclusively on providing trade and transaction reporting services to legal entities across the globe.

Founded in 2002, Point Nine collaborates with both buy- and sell-side financial firms, service providers, and corporations to help them ensure high-quality, accurate reporting and full regulatory compliance.

Using proprietary, in-house technology, Point Nine delivers a best-in-class solution for every regulatory reporting requirement.

Since October 2015, we have processed and reported more than 15.8B+ transactions across all asset classes, serving over 779 LEIs to date.

EMIR MiFIR SFTR ASIC CFTC / SEC MAS FinfraG

Point Nine History

2002
Inception

Development of proprietary technology providing a real-time solution, collaborating with buy- and sell-side financial firms and corporations.

2009
Recognition

ICFA European Award — Most Innovative European Project of The Year. FUNDS Europe Award — Best European Middle Office Provider.

2015
Reg V1 5 Million Submissions

EMIR regulatory reporting goes live on the platform.

2017
Reg V2 1 Billion Submissions

Expanded regime coverage: EMIR, MiFIR, and ASIC now live on the platform.

2019
Spinoff

MUFG acquires Point Nine. Point Nine Data Trust — a spin-off firm dedicated to regulatory reporting services.

2020
Recognition

Company Of The Year — Leading the Top Ten Capital Market Tech Solution Providers in Europe.

2021-22
Partnerships

Point Nine has partnered with FIS, Kaizen, AlphaFMC, b.fine, and Leading Point.

2023
Milestone 7B+ Submissions

Full regime coverage with 7B+ submissions across EMIR, MiFIR, SFTR, ASIC, CFTC/SEC, and more.

2024
EMIR Refit 10 Billion Submissions

Complete overhaul of rule engine to comply with EU/UK REFIT and ASIC REWRITE.

2025
Milestone 15.8B Submissions

15.8 Billion submissions milestone reached across all regimes.

2026
London Office

Point Nine is proud to announce the opening of its London office, located in the heart of the City of London.

Our Services

What We Do

End-to-end regulatory reporting services across trade reporting, transaction reporting, and managed compliance operations.

Trade & Transaction Reporting

Delegated reporting across all supported derivatives and securities financing regimes — from ingestion to TR submission.

  • Delegated reporting across all supported regimes
  • Real-time pre-submission validation
  • T+1 processing with automated enrichment
  • Full lifecycle management (new, modify, cancel, correct)

ARM Services

FCA-authorised Approved Reporting Mechanism for MiFIR transaction reporting to National Competent Authorities.

  • FCA-authorised Approved Reporting Mechanism
  • MiFIR transaction reporting to NCAs
  • Direct submission to 30+ National Competent Authorities
  • Regulatory change management included

NCA Reporting

Bilateral NCA-to-NCA submission routing with multi-jurisdiction coverage from a single integration point.

  • Bilateral NCA-to-NCA submission routing
  • Multi-jurisdiction coverage from single integration
  • Automated completeness and accuracy checks
  • Regulatory audit trail and evidence packs

Regulatory Coverage

8+ Regulatory Regimes. One Platform.

From European derivatives reporting to Asia-Pacific mandates, we cover every major regulatory obligation.

European Union
EMIR
Active
Derivatives
United Kingdom
UK EMIR
Active
Derivatives
European Union
MiFIR
Active
Transaction Reporting
United Kingdom
UK MiFIR
Active
Transaction Reporting
European Union
SFTR
Active
Securities Financing
United Kingdom
UK SFTR
Active
Securities Financing
Australia
ASIC
Active
Derivatives
Singapore
MAS
Active
Derivatives
CFTC / SEC Expanding
FinfraG Expanding
JFSA Expanding

Technology Platform

Built for Precision
at Scale

Our proprietary platform processes billions of transactions with programmatic validation, automated enrichment, and real-time regulatory submission.

Real-Time Validation

Every field checked against regulatory rules before submission

Auto-Reconciliation

Bilateral matching with TRs, automated discrepancy flagging

T+1 Processing

Same-day ingestion, next-day submission as standard

Data Enrichment

Automated LEI lookups, UPI generation, reference data sourcing

Regulatory Change Engine

Rule updates deployed within hours of regulatory publication

Audit & Evidence

Complete audit trail for every reported transaction

platform.p9dt.com/dashboard
Dashboard Reports Validation Settings
Submissions Today
12,847
Validation Rate
99.94%
Pending Review
23
Rejected
2
TimeEntityRegimeStatus
14:23 GS International EMIR Accepted
14:21 BlueCrest Capital UK EMIR Pending
14:19 AXA Investment MiFIR Validated
14:17 Shell Trading EMIR Accepted
Validation Summary
Passed98.2%
Warnings1.6%
Failed0.2%

Operating Metrics

15.8B+
Transactions Processed
Since October 2015
779
Legal Entities (LEIs)
Actively served
99.97%
Platform Uptime
Last 12 months
8+
Regulatory Regimes
Global coverage

All figures verified as of Q1 2026. Transaction data audited under ISO 9001 quality framework.

Client Segments

Trusted by the World's Leading
Financial Institutions

From Tier 1 investment banks to specialist commodity firms, we serve every participant in the derivatives and securities markets.

Investment Banks

Multi-desk, multi-entity reporting across all major derivatives regimes.

Hedge Funds

Delegated reporting for complex OTC and listed derivative strategies.

Asset Managers

Portfolio-level reporting with automated fund-entity mapping.

Insurance & Reinsurance

Derivatives and securities lending reporting for insurance groups.

Energy & Commodities

Commodity derivative reporting with bespoke enrichment logic.

Corporates & Treasuries

Non-financial counterparty reporting with simplified onboarding.

Why Point Nine

The Only Partner You Need for Regulatory Reporting

While others offer software, we deliver outcomes. Point Nine combines proprietary technology, regulatory expertise, and a fully managed service model to eliminate reporting risk entirely.

22+
Years Operating
0
Regulatory Breaches
24/7
System Operational

Proprietary Technology

Built in-house, not white-labelled. Our engine is purpose-built for regulatory logic at institutional scale.

Fully Managed Service

We do the work. From data ingestion to TR submission, your team is free to focus on trading.

Multi-Regime, Single Platform

One integration point. Every regime. No separate vendor per jurisdiction.

Regulatory Expertise

Our team includes former regulators, compliance officers, and reporting specialists.

Enterprise Infrastructure

ISO 27001 certified, 99.97% uptime SLA, enterprise-grade security and redundancy.

Accreditations & Certifications

ISO 27001
Information Security
ISO 9001
Quality Management
ISO 14001
Environmental Management

Independently audited and certified across all operational domains.

Get Started

Ready to Simplify Your
Regulatory Reporting?

Speak with our team to learn how Point Nine can eliminate your reporting burden. No commitment — just a conversation.

London, UK
Nicosia, Cyprus